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1.0 Why Study Climate Change Impacts on Transportation?
Lead Authors: Robert C.
Hyman, Joanne R. Potter, Michael J. Savonis, Virginia R. Burkett,
and Jessica E. Tump
Transportation is such an integral part of daily life in
the
United States
that few pause to consider its importance. Yet the Nation’s strong intermodal network of highways, public transit,
rail, marine, and aviation is central to our ability to work, go to school,
enjoy leisure time, maintain our homes, and stay in touch with friends and family.
U.S.
businesses depend on reliable transportation services to receive materials and
transport products to their customers; a robust transportation network is
essential to the economy. In short, a
sound transportation system is vital to the Nation’s social and economic
future. Transportation professionals –
including planners, designers, engineers, financial specialists, ecologists,
safety experts, and others – work hard to ensure that
U.S.
communities have access to safe and dependable transportation services.
Given the ongoing importance of the Nation’s
transportation system, it is appropriate to consider what effect climate change
may have on this essential network. Through a regional case study of the central Gulf
Coast, this report begins to examine
the potential implications of climate change on transportation infrastructure,
operations, and services. Investments in
transportation are substantial and result in infrastructure that lasts for
decades. Transportation plans and
designs should, therefore, be carefully considered and well informed by a range
of factors, including consideration of climate variability and change. Climate also affects the safety, operations,
and maintenance of transportation infrastructure and systems. This research investigates the potential
impacts of climate variability and change on transportation, and it assesses
how planners and managers may incorporate this information into their decisions
to ensure a reliable and robust future transportation network. This report does not contain recommendations
about specific facilities or adaptation strategies, but rather seeks to
contribute to the information available so that States and local communities
can make more informed decisions when planning for the future.
Four key questions guide
this investigation:
- How
important are the anticipated changes in climate?
- Can we anticipate them with confidence?
- What
information is useful to transportation decisions?
- How can decision makers address uncertainty?
The answers to these questions require first developing an
understanding of how the climate is changing and the range of potential climate
effects and then considering the relevance of these changes to transportation.
To set the context for this regional case study, this chapter
first provides in section 1.1 an overview of how climate change is occurring
globally, based on current scientific research. Section 1.2 introduces the questions these changes raise for the
transportation sector and the research required to support effective responses
to climate change. Section 1.3
provides a synthesis of the state of existing research regarding the impacts of
climate change on transportation, discussing the focus of current
investigations – both in terms of specific climate factors and individual
transportation modes, major findings, and what entities are sponsoring and
conducting this research. Section 1.4
draws conclusions from this literature review to identify what is known – and
what research questions remain – on this multifaceted topic. Section 1.5 then discusses how the U.S. Department
of Transportation (DOT) selected the Gulf
Coast region for its first case
study of the potential impacts of climate change on transportation and
describes the objectives and organization of the research effort.
1.1 The Climate is Changing
The natural "greenhouse" effect is an essential component
of the planet’s climate process. Naturally
occurring greenhouse gases – carbon dioxide, methane, and nitrous oxide –
effectively prevent part of the heat radiated by the Earth’s surface from
otherwise escaping to space. In the
absence of these greenhouse gases, the Earth’s temperature would be too cold to
support life as we know it today.
However, atmospheric concentrations of greenhouse gases
have increased markedly since the industrial age began. The concentration of carbon dioxide (CO2)
in the atmosphere has been increasing due to the combustion of fossil fuels
and, to a lesser extent, land use changes. Direct atmospheric measurements made over the
past 50 years have documented the steady growth in carbon dioxide
concentrations. In addition, analysis of
ice bubbles trapped in ice cores show that atmospheric carbon dioxide has
increased by roughly one-third since 1750. Atmospheric concentration of CO2 was 379 parts per million
(ppm) in 2005, compared to a preindustrial level of 280 ppm (IPCC, 2007). Other heat-trapping gases – methane and
nitrous oxide – also are increasing as a result of human activities. Finally, once in the atmosphere these greenhouse
gases have a relatively long life time, on the order of decades to centuries,
which means that the atmospheric warming taking place today will continue.
Temperature has increased and is projected to continue
to do so. Temperatures have been rising over the last century, with more
rapid increases since 1970 than earlier. According to the International Panel on Climate Change (IPCC) Working Group I
Fourth Assessment Report (AR4), average global temperatures increased 0.74°C
(1.33°F) during the past 100 years, with most of that increase – 0.65°C
(1.17°F) experienced in the last 50 years. Recent years have set record highs; 11 of the past 12 years were the
warmest years on record since 1850. While some of this change may be due to natural variability, human
activities have contributed to the Earth’s warming. The IPCC report finds with very high
confidence that the globally averaged net effect of human activities since 1750
has been one of warming. The last major
challenge to whether the planet was warming or not was resolved in April 2006
with publication of "Temperature Trends in the Lower Atmosphere" (U.S. Climate
Change Science Program, Synthesis, and Assessment Product 1.1, 2006). This study reconciled the remaining
analytical issues regarding differences between surface and satellite
temperature readings.
The climate models used to estimate temperature changes
agree that it will be warmer in the future. According to the IPCC report, global average warming is expected to be
about 0.4°C (0.72°F) during the next 20 years. Even if the concentrations of all greenhouse gases and aerosols had been
stabilized at 2000 levels, warming of 0.2°C (0.36°F) would be expected during
this period (IPCC, 2007). Over the
longer term, the IPCC models project average global temperature increases
ranging from 1.1°C (1.98°F) to 6.4°C (11.5°F) by the end of the 21st century, although climate responses in specific regions will vary. These projections are the result of reviewing
a robust set of global climate models under a variety of future scenarios –
using a range of assumptions for future economic activity and energy use –
for the Earth as a whole.
The average increase in temperature may not be as
important to the transportation community as the changes in extreme temperature,
which also are expected to increase. Over the last 50 years, the frequency of cold days and nights has
declined, while hot days, hot nights, and heat waves have become more frequent. The number of days with temperature above 32°C
(90°F) and 38°C (100°F) has been increasing since 1970, as has the intensity
and length of periods of drought. The
IPCC report finds that it is virtually certain that the next century will
witness warmer and more frequent hot days and nights over most land areas (IPCC,
2007).
Precipitation
patterns are changing, and more frequent intense precipitation events are
expected. Over the past century precipitation amounts have increased in
several regions – including the eastern parts of North and South America – while drying has been observed in other regions in Africa and Asia. During the 21st century, the IPCC
(2007) anticipates that increases in the amount of precipitation are very likely in high latitudes, while
decreases are likely in most subtropical land regions, continuing observed
patterns in recent trends. While total
average levels of precipitation will vary by region, the incidence of extreme
precipitation events is expected to increase.
According to NOAA analyses, the magnitude of the highest
precipitation events has been increasing since 1970. A Simple Daily Intensity Index that examines
the total precipitation for the
United States
divided by the number of days with precipitation clearly demonstrates an
increase in average intensity from 1970 to 2005. These observed increases in extreme
precipitation are not only in keeping with observational analyses but also with
model projections for the future. The
IPCC AR4 (2007) concludes that heavy precipitation events will continue to
become more frequent during the coming decades.
Sea level is rising,
and the rate of change is likely to accelerate. As the Earth warms, two changes are occurring
that are causing sea levels to increase: glacial melting and thermal expansion of the oceans. Sea level rise is perhaps the best documented
and most accepted impact of climate change. The IPCC reports that – on a global level – the total 20th century rise is estimated to be 0.17 m (0.56 ft) and that global sea level rose
at an average rate of 1.8 mm (0.07 inches) per year between 1961 and 2003. Excluding rapid changes in ice flow, the IPCC model-based projections for global sea level rise over the next century across
multiple scenarios range from 0.18 to 0.59 m (0.59 to 1.94 ft). Should the melting of the land-based polar
ice caps accelerate, sea level could rise much higher.
The intensity of severe storms is expected to increase. It is likely that future tropical cyclones
(typhoons and hurricanes) will become more intense, with larger peak wind
speeds and heavier precipitation (IPCC, 2007). (There is insufficient evidence to identify changing trends for other
storm phenomenon, such as tornadoes, hail, and lightning [IPCC, 2007]; these
types of storm activity are not addressed by this report.) There are several aspects of tropical storms
that are relevant to transportation: precipitation,
winds, and wind-induced storm surge. All
three tend to get much worse during strong storms. Strong storms tend to have longer periods of
intense precipitation, and wind damage increases exponentially with wind
speed. The primary concern with
hurricanes is for strong storms of Categories 3, 4, and 5. These storms have considerably more
destructive energy. For example, a
Category 5 storm may have winds only twice as fast as a Category 1
storm, but its kinetic energy is over four times that of a Category 1
storm.
Chapter 3.0 of this report provides a detailed
discussion of how the climate is changing in the central Gulf
Coast study area.
1.2 How
Will Changes in Climate Affect Transportation?
That the climate is changing leads to a number of
intriguing and critically important questions for transportation. For the transportation community – the
planners, engineers, builders, operators, and stewards of our Nation’s roads,
airports, rail, transit systems, and ports – the primary question is how
such changes will affect infrastructure and associated services and the
trillions of dollars of investment these facilities represent. Transportation services are vital to our
economy and quality of life. Individuals
use transportation not only to get to and from work but for a wide variety of
personal travel. Further, as producers
seek to reduce warehousing costs through "just-in-time" delivery, transportation
systems increasingly are functioning in effect as mobile warehouses. This places new stresses on service providers
to make sure that economic goods are delivered on time. As the number of vehicles – and miles
traveled – continues to grow, congestion on our roadways is an increasing
concern.
Nationally, we invest about $110 billion annually in
highways and transit alone. Federal
investment in passenger rail approaches $2 billion a year. Add to this the considerable investment made
by the private sector in freight rail, airports, and ports, and it is clear
that the value that we place on these systems is enormous. Any disruption to the goods and services
provided through the
U.S.
transportation network can have immediate impacts ranging from the annoying,
such as flight delays due to severe weather, to the catastrophic, such as the
chaos wrought by Hurricanes Katrina and Rita.
The question of how a changing climate might affect
transportation infrastructure and services led the U.S. DOT, under the auspices
of its Center for Climate Change and Environmental Forecasting (hereafter "the
Center"), to hold a first-ever workshop on October 1-2, 2002. Cosponsored by the Environmental Protection
Agency, the Department of Energy, and the U.S. Climate Change Science Program,
the workshop brought together noted climate scientists, top transportation
executives and practitioners, and experts in assessment research, environment, planning,
and energy. This interdisciplinary group
was charged to explore the potential impacts of climate change for
transportation and to delineate the research necessary to better understand
these implications. In preparation, the
Center commissioned a series of white papers on overviews of climate change,
regional case studies, potential system impacts, and environment and planning. The workshop participants identified
significant gaps in the knowledge and processes necessary to fully incorporate
climate science information into transportation decisions and developed a
framework to pursue future research in this multifaceted area of
investigation. The two-day session
deepened practitioners’ understanding of the significance of climate change for
transportation and led to a firm commitment by the U.S. DOT to pursue needed
research. The current Gulf Coast Study
was designed to begin to address the research needs identified at this
important forum.
1.2.1 What are the Challenges to Research?
Several research challenges must be met to successfully
incorporate climate information into transportation decisions. Framing this new area of research is a
complex undertaking that requires a new style of interdisciplinary work among
scientists, planners, engineers, and policy makers.
- Articulating
data and information needs – First, transportation practitioners need
to be able to articulate the types of climate data and model projections that
will be relevant to transportation decisions: What information could lead a
public or private transportation agency to change a transportation investment
plan, road location, or facility design? Determining what climate information is useful includes identifying the
appropriate regional scale and timeframe for climate scenarios, as well as the
types of climate factors that could result in a revised decision. Generating this practical information may
require scientists to analyze and portray existing data in different ways in
order to be useful to transportation decisions.
- Identifying
most relevant climate information – At the same time, climate
scientists need to be able to explain to transportation and planning
professionals what information is available today that may be relevant to
transportation decisions. The pace of
climate science is advancing rapidly, and new and increasingly reliable climate
findings are being released regularly. The
sheer volume of significant climate information poses a major challenge to the
scientific community: How can scientists
effectively translate the findings of basic research into information that can
be understood by other professions – and the general public – and be applied
to the choices transportation managers need to make?
- Integrating
multiple environmental factors – Further, climate factors need to be
considered, not in isolation, but as part of a broader set of social and
ecological factors that provide the context for thoughtful and informed
transportation decisions. This will
require that natural scientists and geospatial specialists work with
transportation planners to integrate climate information into maps and data addressing
other environmental factors. Incorporating
new types of information – including longer-range climate scenario
projections – may require the transportation community to adopt new
approaches to planning and visioning exercises that engage a broader range of
stakeholders and subject matter experts.
- Incorporating
uncertainty – An additional challenge is learning how to incorporate
uncertainty in transportation decisions – how to assess risk and
vulnerability of the transportation system and individual facilities given a
range of potential future climate conditions. While transportation practitioners historically have planned and
designed to meet established standards – for weight loads, flood levels,
temperature extremes, etc. – today’s transportation planner needs to
consider the most effective strategies to ensure a robust transportation system
across a broader range of possible futures, potentially encompassing longer timeframes
and a wider variety of impacts. This
challenge may require new approaches to design and investment that use probabilistic,
rather than deterministic, analysis.
To begin to explore these complex research questions, the
team conducted a review of existing literature regarding climate change impacts
on transportation to determine the state of science.
1.3 State
of Science Regarding Climate
Change Impacts
on Transportation
What is the state of knowledge about climate change
impacts on transportation? The research
team undertook a review of the literature to assess the depth and breadth of
existing research that specifically examines changes in climate and the
resulting implications for transportation infrastructure and services.
Although there is a large body of research concerning
climate change and how transportation contributes to greenhouse gas emissions,
less work has been done concerning the impacts of climate change on
transportation. A review of existing
literature indicates that the impacts of climate change on transportation is an
emerging area of research and one that is growing steadily more sophisticated. As a new field, the level of analysis given
to the variety of subtopics within this broad area of research has been uneven;
some aspects of climate change impacts on transportation have received much
greater scrutiny than others depending on the particular concerns of individual
authors and research sponsors.
1.3.1 Overview
of State of Practice
Although there are relevant studies going back at least
two decades, the pace of investigation has accelerated in more recent
years. Several studies were conducted in
this field in the late 1980s and early 1990s as international agreements on
climate change were first under serious discussion (Marine Board, 1987; Hyman,
1989; Black, 1990; Irwin and Johnson, 1990). However, citations from this period are relatively infrequent, and as
recently as 1998, the U.S. Federal Highway Administration (1998) found
relatively little literature on this topic. Since then, the citations show growing recognition of climate impacts on
transportation as an issue; research on this topic was highlighted in the
United
States
’ Third National Communication (U.S.
Department of State, 2002). In fact, the
majority of references cited are from the new millennium (table 1.1).
In addition to the growing number of research efforts, the
analytic rigor of studies – particularly in the use of climate information –
has progressed as well. While early
discussions tend to be exploratory in nature, recent work has incorporated more
sophisticated climate information and model outputs, addressed issues of
uncertainty, and begun to examine the implications of climate factors on
specific regions and infrastructure. This
trend is likely to continue as awareness of the issues grows within the
transportation community and decision makers seek improved information and
tools to assess risks and adaptation strategies.
The literature encompasses a wide variety of studies
conducted for different time periods, sponsored by a range of organizations,
and undertaken for different purposes. General
characteristics of the literature reviewed are described below:
- Key climate
factors examined – The major climate factors most often discussed in
the literature in terms of transportation impacts are temperature,
precipitation, and sea level rise. Some
articles explicitly dealt with storm activity or storm surge. (These climate factors are also analyzed as
significant drivers in the Gulf Coast Study.) Many northern studies also examined permafrost
thawing and navigation issues relating to ice cover on seaways and inland waterways.
- Modal focus – Information on modes is uneven. The
majority of articles dealt with highways and marine transport; other modes such
as rail, aviation, and transit were not as well represented. Relatively few articles addressed pipelines
or emergency management issues in the context of climate change.
- Geographic
focus – Much of the work done in this field has a national or regional
focus; only the IPCC (1996 and 2001) has considered the topic at a truly global
level. The Arctic Climate Impacts Assessment
(Instanes et al., 2005) is a rare example of transnational regional study, in
that it focused on impacts throughout the Arctic nations. In addition, some studies focused on specific
urban areas (Kirsten et al., 2004; Suarez, 2005; Greater London Authority,
2005).
- Climate zones
examined – The literature does not examine all climate zones equally
or in proportion to the amount of transportation infrastructure present. In particular, transportation in Arctic
climates received substantial study, as warming impacts already are being
observed in those regions. Many other
studies looked at temperate climates, as in the
United
States
or Europe. Australian studies were among the few that
examined desert climates or hot climates. In addition, most of the literature focused on the industrialized world.
- Timeframe
examined – Most studies examined time horizons of 50- to 100-years
into the future, consistent with the timescale of projections and scenarios
often used in the climate literature. Though this is well beyond the 20- to 30-year planning horizons
typically used in transportation planning, it was noted in the literature that
some infrastructure (such as bridges) is designed with life expectancies of 100
years or more (Eddowess et al., 2003; Wooler, 2004; Norwell, 2004). Other researchers eschewed timescales and
instead chose specific thresholds to consider. For instance, Marine Board (1987) chose to examine the impacts of 0.5-,
1.0-, and 1.5-m (1.6-, 3.3-, and 4.9-foot) rises in sea levels, without specifying
a projected year for when these might take place. Finally, several Arctic studies focused on
changes presently occurring, as in Grondin’s (2005) study of the effect
of thawing permafrost on airfields and roads in Nunavik due to increasingly
warmer winters.
1.3.2 Major Sponsors Conducting
Related Research
Studies on the impacts of climate change on transportation
have been conducted by a variety of researchers and organizations, including
governmental agencies, academic researchers, and the private sector, reflecting
the range of stakeholders with an interest in the topic. These studies incorporate a variety of
approaches and can be found as stand-alone assessments of transportation
impacts or as one aspect of a broader examination of climate impacts.
Two very significant impact assessment efforts have dealt
with this issue in a limited fashion. The IPCC’s multivolume assessment reports (IPCC, 1996; IPCC, 2001)
discussed the topic in general terms, particularly noting the vulnerability of
transportation infrastructure in coastal zones and permafrost regions to
climate impacts, with the 2001 report broadly discussing some transportation
operations impacts and more detail on Europe-specific concerns, such as impacts
to aviation operations and river navigation.
Similarly, the U.S. National Assessment, which represents
one of the broadest examinations of climate impacts to date in the
U.S.
,
did not include transportation as a sector of interest (National Assessment
Synthesis Team, 2000). However, some of
the regional studies conducted under the umbrella of the national assessment
process did examine transportation impacts, most notably the Metro East Coast
and Alaska studies (Zimmerman,
2002a; Weller et al., 1999). The 2002 U.S.
DOT report, The Potential Impacts of
Climate Change on Transportation: Summary
and Discussion Papers, contains 15 discussion papers addressing potential
climate impacts on various modes of transportation across the Nation and a
summary of priority research needs. The
importance of weather and climate and its potential impacts on the Nation's
transportation system was studied in Weather
Information for Surface Transportation: A National Needs Assessment Report (OFCM, 2002). The report established
national needs and requirements for weather information associated with
decision-making for surface transportation operation modes including highway,
transit, rail, marine, pipeline, and airport ground operations. It was issued as part of the cross-agency Weather
Information for Surface Transportation (WIST) initiative, supported by the
Federal Committee for Meteorological Services and Supporting Research (FCMSSR)
and the agencies it represents.
The United Kingdom (U.K.) Climate Impacts Programme, an
initiative similar to the U.S. National Assessment, specifically included
impacts on the transportation sector in the overall assessment and in each of
the regional reports prepared under its umbrella. The Canadian and Australian governments also have
commissioned studies to examine transportation impacts of special interest to
them – Canada with permafrost concerns and interest in the opening of the
Northwest Passage; Australia with dry land salinity impacts due to its unusual
soil and climatic conditions (Andrey and Mills, 2003; Norwell, 2004). References to research on this topic also were
seen for
New Zealand
,
Finland
,
and the
Netherlands
(Kinsella and McGuire, 2005; Ministry of Housing, Spatial Planning, and the
Environment, 2001). A small number of
city agencies also have commissioned studies examining impacts to their own
transportation networks, such as in Seattle and London
(Soo Hoo, 2005; Greater London Authority, 2005).
Many studies also were identified in engineering and
transportation journals, ranging from transportation-specific publications such
as the National Academy of Science Transportation Research Board’s (TRB) Transportation Research Review to more
general sources such as Civil Engineering –
ASCE or the Journal of Cold Regions
Engineering, and even some transportation trade journals (Barrett,
2004). A small number of private sector
reports, all from the
U.K.
,
were identified, including one study from a ports company and two from the
insurance industry (ABP Marine Environmental Research, Ltd., 2004; Dlugolecki,
2004; Climate Risk Management and Metroeconomica, 2005).
Finally, though many nongovernmental organizations (NGO)
are engaged in research and policy advocacy related to climate change, we found
few NGOs producing literature on climate impacts on transportation. For instance, the Union of Concerned
Scientists (UCS) and the Pew Center on Global Climate Change have both
published multiple reports on impacts and adaptation (see the UCS regional
impact studies1 and Easterling, 2004), yet transportation
implications have received little direct attention in these reports.
1.3.3 State of Technical
Analysis
The level of technical analysis in current research
regarding their use of climate data and modeling varies, depending both on when
the study was done and the magnitude of the study. Early studies, for instance, focused on CO2-doubling
scenarios (i.e., examining an equilibrium state at an unspecified point in the
future), because standardized emissions and climate change scenarios had not
yet been developed for researchers to use (Hyman, 1989; Black, 1990; Irwin and
Johnson, 1990). Later studies took
advantage of the climate projections developed by the IPCC process or by other
large modeling efforts, such as the United States and United Kingdom national
assessments. Several studies
demonstrated advanced approaches to climate modeling, making use of multiple
climate models and regional models to generate projections of climate variables
(Instanes et al., 2005; Kinsella and McGuire, 2005; National Assessment
Synthesis Team, 2000; Entek UK Limited, 2004). Other studies took more simplified approaches, using global temperature
or sea level rise projections as the basis for examining potential
impacts. A few studies did not use
climate modeling at all, instead relying on historical trend data (Sato and
Robeson, 2006; ABP Marine Environmental Research Ltd., 2004).
In many cases, climate variables produced by global or
regional climate models were used as inputs into secondary effects models
relevant for specific transportation questions. For example, Cheng (2005) used permafrost models to assess the impact of
rising temperatures on road and rail structures in
Tibet
. Lonergan et al. (1993) integrated
climate projections into snowfall and ice cover models for northern
Canada
to understand climate impacts on freight shipments via ice roads and waterways.
On the whole, relatively few studies attempted to quantify
the estimated costs, benefits, or effects on performance resulting from climate
change; more commonly, they identified potential impacts without a quantitative
assessment. Some examples of the kinds
of quantitative analyses performed include:
- Hyman et al. (1989) estimated that it would cost
more than $200 million (in 1989 dollars) to elevate affected Miami streets to
compensate for rising groundwater levels due to sea level rise and that
increases in winter temperatures and decreases in snowfall would reduce
Cleveland’s snow and ice control budget by 95 percent (about $4.4 million, or
nearly 2 percent of the city’s operating budget).
- Kirshen et al. (2004) estimated an 80 percent
increase in traveler delays due to increased incidence of flooding in the Boston
area. They also tested overall monetary
and environmental costs for three adaptive strategies, finding that aggressive
adaptation strategies proved less costly in the long run than doing nothing.
- Kinsella and McGuire (2005) estimated the
approximate cost of retrofitting or redesigning
New
Zealand
’s road bridges to accommodate
increased precipitation (and higher stream flows). They found that although designing for
climate change increased initial costs by about 10 percent, over the life of
the structure the incremental cost was small (less than 1 percent) due to the
decreased probability of climate-related damage.
- Olsen (2005) conducted a Monte Carlo simulation
of total annual losses to shippers on the Mississippi River
from having to switch to more expensive modes of transport when barge travel is
restricted due to low or high water flows. He found that future losses could range from $1.5 million to $41 million
per year, compared to an historical average of $12 million per year.
- Associated British Insurers used insurance
catastrophe models to examine the financial implications of climate change
through its effects on severe storms (Climate Risk Management and
Metroeconomica, 2005), estimating that climate change could increase the annual
costs of flooding in the United Kingdom almost 15-fold by the 2080s under high-emissions
scenarios.
Studies also have been done on the cost of severe storms
on transportation networks, which will provide useful data for future studies
relating them to climate change. For
instance, Grenzeback and Lukmann (2006) summarize some costs to the
transportation network resulting from Hurricane Katrina. Although they do not attempt a full
accounting of these costs, they note that infrastructure restoration costs will
run into the billions of dollars – replacement of the I‑10 Twin Span
Bridge between New Orleans and Slidell,
LA, alone will cost $1 billion and of the
CSX rail line another $250 million.
1.3.4 Impacts, Assessment, and
Adaptation
A review of the literature indicates that the potential
impacts of climate changes on transportation are geographically widespread,
modally diverse, and may affect both transportation infrastructure and
operations. Indeed, numerous
transportation impacts were discussed in the literature. However, the degree to which a study discussed
an impact varied; some studies addressed impacts at length, while others gave
an impact only a passing mention. A
complete list of impacts and adaptations addressed in the literature, along
with references, can be found in table 1.1.
Four major categories of climate change factors are
addressed most frequently in the literature. These closely parallel the major factors addressed later in this report’s
study of the Gulf Coast
region. These climate factors and their
major impacts are:
- Increasing
temperatures, which can damage infrastructure, reduce water levels on
inland waterways, reduce ice cover in the Arctic, and
melt permafrost foundations;
- Increasing
precipitation, which can degrade infrastructure and soil conditions;
- Rising sea
levels, which can inundate coastal infrastructure; and
- Changes in storm
activity, which can damage infrastructure and operations due to increased
storm intensity, though winter snowstorms may decrease in frequency.
A summary of the literature findings regarding these
impacts, and their corresponding adaptation measures, is presented below. This is followed by a brief discussion of the
indirect or secondary impacts on the economy, environment, population, and
security of a region.
1.3.5 Direct
Climate Impacts on Transportation Addressed in Existing Literature
Increasing Temperatures
Increasing temperatures have the potential to affect
multiple modes of transportation, primarily impacting surface
transportation. The transportation
impacts mentioned most often in the literature included pavement damage; rail
buckling; less lift and fuel efficiency for aircraft; and the implications of
lower inland water levels, thawing permafrost, reduced ice cover on seaways,
and an increase in vegetation. These are
discussed in greater detail below:
- Pavement damage – The quality of highway pavement was identified as a potential issue for
temperate climates, where more extreme summer temperatures and/or more frequent
freeze/thaw cycles may be experienced. Extremely hot days, over an extended period of time, could lead to the
rutting of highway pavement and the more rapid breakdown of asphalt seal
binders, resulting in cracking, potholing, and bleeding. This, in turn, could damage the structural
integrity of the road and/or cause the pavement to become more slippery when
wet. Adaptation measures mentioned
included more frequent maintenance, milling out ruts, and the laying of more
heat resistant asphalt.
- Rail buckling – Railroads could encounter rail buckling more frequently in temperate climates
that experience extremely hot temperatures. If unnoticed, rail buckling can result in derailment of trains. Peterson (2008) noted, "Lower speeds and
shorter trains, to shorten braking distance, and lighter loads to reduce track
stress are operational impacts." Adaptation measures included better monitoring of rail temperatures and
ultimately more maintenance of the track, replacing it when needed.
- Vegetation growth – The growing season for deciduous
trees that shed their leaves may be extended, causing more slipperiness on
railroads and roads and visual obstructions. Possible adaptation measures included better management of the leaf
foliage and planting more low-maintenance vegetation along transportation
corridors to act as buffers (Wooler, 2004).
- Reductions in aircraft lift and efficiency – Higher temperatures would reduce
air density, decreasing both lift and the engine efficiency of aircraft. As a result, longer runways and/or more
powerful airplanes would be required. However, one analyst projected that technical advances would minimize
the need for runway redesign as aircraft become more powerful and efficient (Wooler,
2004).
- Reduced water levels – Changes in water levels were
discussed in relation to marine transport. Inland waterways such as the Great Lakes and Mississippi River could experience lower water
levels due to increased temperatures and evaporation; these lower water levels
would mean that ships and barges would not be able to carry as much weight. Adaptation measures included reducing cargo
loads, designing vessels to require less draft, or dredging the water body to
make it deeper.
- Reduced ice cover – Reduced ice cover was generally
considered a positive impact of increasing temperatures in the literature. For example, a study conducted by John D.
Lindeberg and George M. Albercook, which was included in the Report of the Great Lakes Regional
Assessment Group for the U.S. Global Change Research Program, stated, "the
costs of additional dredging [due to lower water levels] could be partially
mitigated by the benefits of additional shipping days on the [Great] Lakes
caused by less persistent ice cover" (Sousounis, 2000, p. 41). Additionally, arctic sea passages could open; for example,
the Arctic Climate Impact Assessment noted, "projected reductions in sea-ice extent are likely to improve access
along the Northern Sea Route and the Northwest Passage" (Instanes et al., 2005, p. 934). However, negative environmental and security
impacts also may result from reduced ice cover as well from as the increased
level of shipping. These are discussed
below in the subsection on indirect impacts (Section 1.3.6.).
- Thawing permafrost – The implications of thawing
permafrost for Arctic infrastructure receive considerable attention in the literature. Permafrost is the foundation upon which much
of the Arctic’s infrastructure is built. The literature consistently noted that as the
permafrost thaws the infrastructure will become unstable – an effect being
experienced today. Roads, railways, and
airstrips are all vulnerable to the thawing of permafrost. Adaptation measures vary depending on the
amount of permafrost that underlies any given piece of infrastructure. The literature suggested that some assets
will only need rehabilitation, other assets will need to be relocated, and
different construction methods will need to be used, including the possibility
of installing cooling mechanisms. According to the Arctic Research Commission, "roads, railways, and
airstrips placed on ice-rich continuous permafrost will generally require
relocation to well-drained natural foundations or replacement with
substantially different construction methods" (U.S. Arctic Research Commission Permafrost Task Force,
2003, p. 29).
- Other – Other impacts of increasing temperatures included a reduction in ice loads on
structures (such as bridges and piers), which could eventually allow them to be
designed for less stress, and a lengthening of construction seasons due to
fewer colder days in traditionally cold climates.
Increasing Precipitation
Increases in precipitation will likely affect
infrastructure in both cold and warm climates, although in different ways. Increases in the frequency and intensity of
the precipitation could impact roads, airstrips, bikeways/walkways, and rail
beds. The literature suggested most of
the impact would be felt in the more rapid deterioration of
infrastructure. According to a report
released by Natural Resources Canada (2004, p. 138), "accelerated deterioration
of these structures may occur where precipitation events and freeze-thaw cycles
become more frequent, particularly in areas that experience acid rain." Other impacts of increased flooding include subsidence
and heave of embankments (ultimately resulting in landslides), and deterioration
in water quality due to run-off and sedimentation. Adaptation measures included monitoring
infrastructure conditions, preparing for service delays or cancellations, and
replacing surfaces when necessary (Warren, 2004). Although mentioned less frequently, some
attention was given in the literature to bridge scour from increased
stream flow. Bridge scour could cause
abutments to move and damage bridges.
Rising Sea Levels
Sea level rise could impact coastal areas. While incremental sea level rise impacts may
not be as immediate or severe as the storm activity, the impacts could
nevertheless affect all modes of transportation. Low-level roads and airports are at risk of
inundation, and ports may see higher tides. Titus (2002, p. 139) concluded "the most important impact of sea level
rise on transportation concerns roads. In many low-lying communities, roads are lower than the surrounding
lands, so that land can drain into the streets. As a result, the streets are the first to flood." Adaptation measures include more frequent
maintenance, relocation, and the construction of flood-defense mechanisms (such
as dikes) (Titus, 2002). Although
mentioned less often in the literature, deeper water caused by sea level rise
could permit greater ship drafts in ports and harbors.
Changes in Storm Activity
Storm activity was discussed as an issue for all climates,
impacting both inland areas and coastal areas. Impacts most frequently mentioned in the literature include storm surges
that could potentially cause damage to coastal areas and a decrease in winter
snowstorms (with more winter precipitation falling as rain). These are discussed in greater detail below:
- Increased
storm activity or intensity – In coastal areas, increased storm
activity or intensity could lead to an increase in storm surge flooding and
severe damage to infrastructure, including roads, rails, and airports. These effects could be exacerbated by a rise
in sea level. In addition, coastal urban
areas, like New York City, could
potentially see storm surges that flood the subway system. As Zimmerman (2002a, p. 94) noted, "transportation
systems are traditionally sited in low-lying areas already prone to flooding." She went on to state that, "New York City
alone has over 500 miles of coastline, much of which is transgressed [sic] by
transportation infrastructure – roadways, rail lines, and ventilation
shafts, entrances and exits for tunnels and transit systems, many are at
elevations at risk of being flooded even by traditional natural hazards" (p. 94). Adaptation measures included construction of
barriers to protect against storm surges, relocating infrastructure, and
preparing for alternative traffic routes (Zimmerman, 2002a).
Other impacts related to storm activity included an increase in
wind speed and an increase in lightning. Increased wind speeds could damage signage and overhead cables. Increased lightning strikes could cause
electrical disturbances disrupting electronic transportation infrastructure,
like signaling.
- Reduced snowfall – A decrease in winter snowstorms could potentially relieve areas that typically
see large amounts of snow from some of the cost of maintaining winter
roads. Natural Resources
Canada
concluded, "empirical relationships between weather variables and winter
maintenance activities indicate that less snowfall is associated with reduced
winter maintenance requirements. Thus,
if populated areas were to receive less snowfall and/or experience fewer days
with snow; this could result in substantial savings for road authorities"
(Warren et al., 2004, pp. 138-139).
1.3.6 Indirect Climate Impacts on
Transportation Addressed in
Existing Literature
Four secondary, or indirect, impacts were addressed to
some degree in the literature: economic,
environmental, demographic, and security impacts.
Economic
The economic impact of climate change received
considerable attention. Some studies
made an attempt to approximate the cost of replacing infrastructure or to place
a monetary figure on loss of specific aspects of system performance, such as
traffic disruptions. For example, Suarez
et al. (2005, p. 240), when discussing the effects flooding could have on the
Boston Metro area, stated, "over the period 2000 to 2100, the results indicate
that delays and trips lost (i.e., canceled trips) increased by 80 percent and
82 percent under the climate change scenario. While this is a significant increment in percentage terms, the magnitude
of the increase is not enough to justify a great deal of infrastructure
improvements."
The economic implications of impacts on freight were
particularly studied. Three climate
factors were analyzed in most depth: changing
inland water levels, specifically on the Great Lakes;
thawing permafrost and warmer temperatures in traditionally colder climates;
and the potential opening of the Northwest Sea Passage through the Canadian
Arctic as a result of sea ice melt. These are discussed in greater detail below:
- Changing inland
waterway levels – Quinn analyzed the economic impacts of lower water
levels in the Great Lakes, which would require ships to
lighten their loads because of lower water levels. According to Quinn (2002, p. 120), "a 1,000-foot
bulk carrier loses 270 tons of capacity per inch of lost draft." If lower water levels occur on a regular basis,
Great Lakes shippers are likely to see less profit and
will run the risk of the freight being transported by competing modes (e.g., rail
or truck). A few analyses considered the
impacts of rising inland water levels (Olsen, 2005).
- Increasing
temperatures in northern regions – Other analysts assessed the
economic impacts of warming temperatures on trucking in northern regions. Typically, trucks are allowed to carry more
weight when the underlying roadbeds are frozen, and some Arctic regions are
served by ice roads over the tundra in winter. If temperatures increase and northern roads thaw before their usual
season, truckloads may have to be reduced during the traditionally higher
weight-limit trucking season. This
impact already is occurring in some regions of the
United
States
and
Canada
. As a result, a few highway authorities are
adjusting their weight restrictions based on conditions, rather than linking
them to a given date (Clayton et al., 2005).
- Opening
of the Northwest Passage – The literature indicated that
the reduction of waterway ice cover and the eventual opening of an Arctic
Northwest Passage have by far the largest economic consequences of all the
impacts. The passage could provide an
alternative to the Panama Canal and stimulate economic development in the
Arctic region (Johnston, 2002).
Environmental
A small number of environmental impacts have been
addressed in the literature to date, focusing on the effects of specific
adaptation responses to changing climate and weather conditions. These included the potential of increased
dredging of inland waterways, reduced use of winter road maintenance
substances, and the environmental impact increased shipping could have on the Arctic.
- Dredging – Dredging of waterways – in response to falling water levels – could
have unintended, harmful environmental impacts. According to the Great Lakes Regional Assessment, "in a number of areas the dredged material is
highly contaminated, so dredging would stir up once buried toxins and create a
problem with spoil disposal" (Sousounis, 2000, p. 30).
- Increased shipping in the Arctic – The transportation benefits of the Northwest Passage could be offset by the negative
environmental impacts associated with its use, particularly oil spills (Struck,
2006). Johnston (2002, p. 153) noted
that there is "serious concern on the part of many Inuit and other
residents that regular commercial shipping will, sooner or later, cause serious
harm to the Arctic ecology."
- Reduced winter
maintenance – Some positive environmental impacts also were mentioned,
particularly in relation to milder winter weather in northern regions. For example, according to Warren et al. (2004,
p. 139) "less salt corrosion of vehicles and reduced salt loadings in
waterways, due to reduced salt use" during winter months could positively
impact the environment. According to
Natural Resources Canada, "experts are optimistic that a warmer climate is
likely to reduce the amount of chemicals used, thus reducing costs for the
airline industry, as well as environmental damage caused by the chemicals" (Warren
et al., 2004, p. 139).
Demographic
Demographic shifts were rarely addressed in the literature. A few reports raised the potential for shifts
in travel destinations and mode choices. For instance, in a U.K. Climate Impacts Programme Report on the West
Midlands it was noted: "higher
temperatures and reduced summer cloud cover could increase the number of
leisure journeys by road. There could be
a possible substitution from foreign holidays if the climate of the West
Midlands becomes more attractive relative to other destinations, reducing
demand at Birmingham International Airport" (Entek UK Limited, 2004, p. 24). In addition, the Arctic regions, located near
the Northwest Passage, could see an influx of population
(Entek UK Limited,
2004).
Security
Security was identified as an issue in relation to the Northwest
Passage. Given the enormous
changes the development of the Northwest Passage would
precipitate, it is no surprise that global diplomacy, safety, and security is
of concern. Johnston (2002, p. 152) stated,
"even if the remoteness of the Northwest Passage seems to make it an unlikely
target for terrorists, security concerns will centrally have to be factored in
to any major undertaking in the Arctic or elsewhere that would be perceived by
enemies as an important component of the North American economy." If the Northwest Passage
does become practical for shipping, security, ownership, maintenance, and
safety of the waterway will become an issue. Indeed, the U.S. Navy already had begun thinking about the implications
of an ice-free Arctic during a symposium held in April
2001 (Office of Naval
Research, 2001). Sovereignty issues also
will need to be resolved to clarify whether the passage will be considered
international or Canadian waters (Johnston, 2002).
1.3.7 Decision Making Processes and
Tools
Until recently, studies typically concluded with
recommendations for additional analysis of uncertainty, thresholds, and
prioritization of actions. Recent work
has begun to respond to this need, but the field still has a long way to go. Some reports have begun to make suggestions
for institutional changes necessary to integrate climate impacts into the
decision making processes for transportation planning and investment. Studies have suggested some approaches to
more adequately dealing with uncertainty. Finally, several studies have attempted to develop methodologies that can
integrate potential climate impacts into risk prioritization processes, decision
trees, and other decision support tools.
The following sections discuss institutional changes that
were identified in the literature, evaluate the manner in which uncertainty and
probability was addressed, and present four case studies highlighting different
methodologies used in risk analysis and impact assessment.
Institutional Changes
On the whole, analysis and recommendations concerning
needed changes in standard design practice or institutional changes are
beginning to emerge but are at a nascent stage. A few recent studies illustrate this point:
- Urban-scale
planning – Two recent studies developed recommendations for London
and Seattle. The Greater London Authority (2005) urged
transportation decision makers to incorporate climate into routine risk
management procedures, build adaptation measures into new infrastructure when
appropriate, and make certain that whatever measures are taken are flexible and
easily adaptable to future climatic changes. However, the report gave little direction on how they should go about
this; suggestions about how and when officials should incorporate these
adjustments were not well defined. Likewise, a 2005 Seattle
study, authored by the city auditor, recommended that the Seattle Department of
Transportation "identify, prioritize, and quantify the potential effects of
climate change impacts; and plan appropriate responses to changes in the region’s
climate" (Soo Hoo et al., 2005, p. 12). A
specific institutional recommendation made was the synchronization of sea level
rise assumptions among Seattle’s
various city agencies (for instance, in the assumptions made for construction
of seawalls) (Soo Hoo
et al., 2005).
- Arctic maritime
regulatory regime – For the Arctic, several
studies identified the need for a new regulatory system to govern ships in
Arctic waters. Johnston
(2002) recommended a new "transit management regime" be developed for the Northwest
Passage to clarify Canadian and international responsibilities and
jurisdiction over maritime passage, and the Arctic Marine Transport Workshop (Brigham, 2004)
suggested the development of harmonized safety and environmental measures for
the larger Arctic region.
- General planning
considerations – Several other reports recommended that as a first
step a process be developed for including climate impacts in planning. For instance, the Northern Ireland assessment
recommended that a formalized policy on climate impacts be developed within
three years (Smyth et al., 2002), and Associated British Ports indicated that
it planned to periodically re-examine potential impacts to ports in order to
see if their assessment changes with new information (ABP Marine Environmental
Research Ltd., 2004). Interestingly,
Norwell (2004) noted that planning for sea level rise already has been
incorporated into planning documents in several Australian States.
In general, the mismatch between typical planning horizons and
the longer-term timeframe over which climate impacts occur appears to be a
barrier to incorporating climate change factors in decision making. For example, Kinsella and McGuire (2005)
concluded that for infrastructure with replacement horizons of less than 25
years, there was no need to consider longer-term climate effects in the present
day, as the infrastructure would turn over before it became a problem.
Uncertainty and Probability
The literature indicates that only recently have analysts
begun to address the issue of transportation risk assessment and decision making
under uncertainty. Even now, the
analytical sophistication of studies that attempt to address these concerns is
in its infancy. The studies consistently
showed awareness of the uncertainty of climate projections, quoting ranges for
potential climate changes. However,
probabilistic approaches were not implemented in the literature reviewed and were
rarely discussed. Nor was there a focus
on the development of "robust" strategies that can bear up under multiple
possible futures or other strategies designed specifically to deal with
decision making under uncertainty. Dewar
and Wachs (forthcoming) note that this is a gap in transportation planning more
generally and not simply in the matter of climate change. They call for a paradigmatic shift in
transportation planning approaches.
Several studies did discuss possible approaches to the
issue of uncertainty and decision making, without applying them to specific
cases. For example, Meyer (forthcoming)
noted that, "in recent years, many engineering design analyses have been
incorporating more probabilistic approaches into their design procedures that
account for uncertainty in both service life and in environmental factors." He continued, "In considering wind speeds,
for example, probabilities of different wind speeds occurring based on an
underlying distribution of historical occurrences are used to define a design
wind speed. Other analysis approaches
are incorporating risk management techniques into the tradeoff between design
criteria that will make a structure more reliable and the economic costs to
society if the structure fails." Furthermore, Dewar and Wachs (forthcoming) discuss a wide variety of conceptual
decision making tools that could be considered when designing frameworks to
understand how to incorporate climate uncertainty into transportation infrastructure
decisions.
Approaches to Risk Analysis and Impact Assessment
Among those studies that attempted to implement a risk
analysis or impact assessment framework for a particular transportation system,
a number of different approaches were taken. For instance, Associated British Ports demonstrates an approach to risk
evaluation that relies on expert elicitation to make a judgment on risk levels
for
U.K.
ports
(ABP Marine Environmental Research Ltd., 2004). Risk was broken into four themes: (1) flooding; (2) insurance; (3) physical damage; and (4) disruption. Port managers were asked to evaluate the risk
level of each impact by indicating whether they thought it was a: (1) very low risk; (2) low risk; (3) moderate
risk; (4) high risk; or (5) very high risk. Using this methodology, the study concluded
that storm surge events represent the biggest threat to
U.K.
ports.
For the
U.K.
rail network, Eddowess et al. (2003) developed a framework for prioritizing
risks that integrates the probability that a particular climate effect would
impact the rail industry ("risk likelihood") with the scale of the impact, if
it did occur ("risk impact"). The "risk
likelihood" essentially combined an assessment of the present-day vulnerability
to specific climate factors with projections of how they might change under
global climate change scenarios, while the "risk impact" took into account the
severity of a given impact, the amount of infrastructure affected, and the
ability to adapt to the change. Their
study did not, however, explicitly specify thresholds for when a given level of
adaptation was worth implementing.
Transit
New Zealand
developed a methodology for determining thresholds for taking action by using a
two-stage process (Kinsella
and McGuire, 2005). The first
stage constituted a decision tree that examined the necessity of taking action
in the near term. No action was deemed
necessary if (1) it was determined that a given impact was unlikely to occur
before 2030, (2) the impact would not occur within the design life of the
facility (for facilities with lifetimes of less than 25 years), or (3) current
standards would adequately address the climate impact. If present-day action was deemed necessary,
the second stage analysis determined the feasibility of taking action by
comparing the costs of doing nothing, retrofitting the infrastructure, or
designing all new infrastructure with future climate changes in mind.
Finally, the Climate's Long-term Impacts on Metro Boston CLIMB
report develops tools for scenario analysis tools and decision support for Boston
decision makers to use in understanding climate impacts. Specifically, the researchers developed a
dynamic analytical modeling tool to help policy and decision makers assess
changes in climate and in socioeconomic and technological developments and to understand
their associated interrelated impacts on Boston’s
infrastructure system as a whole. The
model allows users to input climate drivers in order to assess performance
impacts and potential adaptation strategies for infrastructure systems,
including transportation (Kirshen et al., 2004).
1.4 Conclusions
Drawn from Current Literature on the
State of Research
Assessing the literature on the
impacts of climate change on transportation as a whole, it becomes apparent
that there are a number of areas in which more research is needed on potential
impacts of climate change on transportation. Many authors noted that research on the potential impacts of climate
change on transportation systems is limited. Warren et al. (2004) note that though much work has been done on
adaptation to climate change in general, relatively little concerns climate
impacts on transportation systems – to date, transportation research has
been focused on emission-reduction strategies. Other authors noted the need for more research on specific impacts or
modes. For instance, in their study of
seasonal weight limits on prairie highways, Clayton et al. (2005) noted that
there was essentially no transportation and climate impacts literature on their
topic to draw upon.
Work in this
field has so far been focused on the initial stages of risk assessment and
adaptation; i.e., building a basic understanding of the issues involved. In general, the literature review shows that
some work has been done on collecting data, assessing impacts, and evaluating
the significance of these risks. Less
work has been done to develop methodologies for assessment or to systematically
evaluate adaptation strategies. Work to
develop decision support tools to facilitate these processes has received
little formal attention. The state of
research in each analytic area is summarized below.
Collecting data needed to assess transportation
vulnerability to climate impacts. Some
credible work on data collection and analysis has been done for selected modes
and facilities in specific regions. Researchers have been able to make use of the good data on
transportation networks and transportation engineering practice that exists for
most of the developed world.
Most studies used
climate projections consistent with long-term IPCC global projections as the
basis for their analyses. However, few
studies considered a broader range of plausible climate futures that could
occur, such as scenarios, including additional feedbacks or abrupt climate
change. In addition, few studies
addressed the implications of changes in temperature or precipitation extremes.
In addition,
there are significant gaps in data collection and analysis for several modes
and for transportation infrastructure in hot or tropical climates, such as are
found in the southwestern and southeastern portions of the
United States
. Most
of the available literature addresses temperate or Arctic climates.
Developing knowledge about potential impacts. Researchers considered a wide variety of
potential impacts on transportation, and significant work has been done for
selected modes and facilities. However, a
number of important gaps were found in the current literature, most notably the
lack of quantitative assessment and dearth of literature on operations,
network, performance, and secondary impacts:
- Quantitative
assessment – Most studies
to date have been qualitative. More
quantitative assessments of impacts, along with the development of quantitative
analytical methodologies, will provide needed information for decision makers.
- Operations
impacts – The implications of climate change impacts on operations
(both normal and emergency) are not as well explored as they are for physical
infrastructure. Most of the existing
literature on operations is focused on a select few issues such as waterborne
freight and winter maintenance.
- Network
and performance impacts – Relatively few studies (Kirshen et al.,
2004; Suarez et al., 2005) focused on the network-level impacts of climate
change. Most focused on the facility
level (impacts to a type of facility, for instance, rather than system-level
impacts on the whole network), and few measured performance impacts.
- Secondary impacts – Several
secondary impacts mentioned in the literature but not discussed in-depth could
provide useful avenues for further study. These include shifts in transportation demand due to climate-induced
changes in economic activity and demographics; the impact of a warming climate
on air quality (which influences transportation investment decisions); and
other environmental impacts related to climate change that may intersect with
transportation decision making in relation to ecosystem and habitat
preservation, water quality and stormwater management, mitigation strategies,
safety, and system and corridor planning.
Assessing the significance of these risks. Work in this area is largely
qualitative. Though many researchers
were able to communicate an assessment of which risks were significant enough
to require further study, few produced quantitative assessments of cost or
performance impacts. In particular, more
work is needed regarding the economic implications of climate impacts on
transportation facilities and systems. Relatively few studies addressed this quantitatively from an overall
life-cycle benefits/costs framework.
Developing a methodological
approach for assessment. Most studies used a similar basic approach
(identify climate effects of concern, assess potential risks for specific
modes/facility types, and identify potential adaptations). However, very few attempted to develop a
generalized approach or consider the ramifications of translating their
approach to other modes/regions.
Identifying strategies for adaptation and planning. Most studies dealt with adaptation from a
facility engineering approach, rather than a strategic or systems performance
level. Thus, it is largely specific
design adaptations appropriate for particular types of facilities that were
identified in the literature (for instance, insulating railbeds to prevent
permafrost melt or raising roads to protect them against sea level rise).
Nonetheless,
beginning elements of larger adaptation strategies were recognized in the
literature. There is a general
understanding of the differences between likely short- and long-term effects
and acknowledgment that different approaches might be needed at different
points in time (Meyer, forthcoming). In
addition, some studies recognized that institutional change is necessary and
recommended institutional processes for examining impacts and deciding on
adaptations.
Significantly, almost no research has
been done on how climate change can be incorporated into the long-range
transportation planning process. Issues
to address in future research include the mismatch between the timeframe of 20-
and 30-year long-range plans and the 50- and 100-year projections of climate
impacts; how to address the potential for nonlinear or abrupt changes in
climate systems in a planning process; and how to make planning decisions that
account for uncertainty in climate projections.
Developing decision-support tools. Very little work has been done to develop
decision-support tools for transportation managers and planners. The field is sufficiently new that there has
likely been little demand from transportation decision makers for such tools;
rather they are only now beginning to learn about the potential impacts they
might face in the future.
One of the most
important gaps in this area is the lack of probabilistic approaches to address
uncertainty. More sophisticated
methodologies to incorporate uncertainty will need to be developed for
transportation decision makers in order for them to incorporate climate change
into transportation planning. Currently,
uncertainty is rarely incorporated in a probabilistic sense in the literature
on climate impacts on transportation (though the existence of uncertainty is
acknowledged and expressed through the use of ranges in the climate factors and
sometimes the use of scenarios). In
addition, little attention is given to decision making practices under
uncertainty, such as the development of adaptation strategies that are robust
across multiple potential futures.
In summary, research on the potential impacts of climate
change on transportation is an emerging field and one that has shown a
remarkable upturn in interest and activity over the past few years. This has coincided with greater interest in
the subject of adaptation in general, as recognition has grown that some degree
of climate change is inevitable in the coming decades, even as steps are taken
to reduce future emissions. Considerable
work remains to be done in bringing this field to a greater level of maturity,
including investigations of impacts not yet thoroughly examined and developing
strategies, methodologies, and tools that decision makers at all levels can use
to both assess the importance of climate impacts and identify ways to respond.
1.5 Gulf Coast Study Selection, Objectives, and Organization
1.5.1 Study Selection
To advance research on the implications of climate change
for transportation, the U.S. DOT Center for Climate Change solicited and
reviewed a range of project concepts. A
case study approach was selected as an initial research strategy that would
both generate concrete, useful information for local and regional decision makers
as well as help to develop a prototype for analysis in other regions and
contribute to research methodologies for broader application.
In selecting the study, U.S.
DOT considered the extent to which the research would:
- Increase the knowledge base regarding the risks
and sensitivities of transportation infrastructure to climate variability and
change, the significance of these risks, and the range of adaptation strategies
that may be considered to ensure a robust and reliable transportation network;
- Provide relevant information and assistance to
transportation planners, designers, and decision makers;
- Build research approaches and tools that would
be transferable to other regions or sectoral analyses;
- Produce near-term, useful results;
- Address multiple aspects of the research themes
recommended by the 2002 workshop;
- Build on existing research activities and
available data; and
- Strengthen U.S. DOT partnerships with other Federal
agencies, State and local transportation and planning organizations, research
institutions, and stakeholders.
Based on these criteria, the U.S. DOT selected a study of
the Gulf Coast
as the first of a series of research activities that its Center for
Transportation and Climate Change will pursue to address these research
priorities.
There are several intended uses for the products of this
study. First, the findings of the study
will help inform local and regional transportation decision makers in the
central U.S. Gulf Coast region. While
focused on one region of the
United States
,
it is expected that this study will provide a prototype for analysis in other
regions. The study findings will
contribute to research methodologies in this new area of investigation. For example, Phase I has identified priority databases and methodologies for the
integration of data for analysis in a GIS format, developed formats for mapping
products, and developed criteria for assessing and ranking infrastructure
sensitivities to the potential impacts of climate variability and change. Each of these outputs will offer useful
information and example methodologies for use in research activities in other
locations, as well as in decision making processes for transportation and
planning in other areas. This
research also is intended to help scientists and science agencies better
understand the transportation sector’s information needs, leading to improved
data and better decision support.
1.5.2 Gulf
Coast Study Objectives and Three
Phases
The Gulf Coast Study has been
organized into three phases, as depicted in figure 1.1. This report presents the findings of Phase I. The objectives of the overall study are to:
- Develop knowledge about potential transportation
infrastructure sensitivities to climate changes and variability through an
in-depth synthesis and analysis of existing data and trends;
- Assess the potential significance of these
sensitivities to transportation decision makers in the central U.S. Gulf Coast
region;
- Identify potential strategies for adaptation
that will reduce risks and enhance the resilience of transportation
infrastructure and services; and
- Identify or develop decision support tools or
procedures that enable transportation decision makers to integrate information
about climate variability and change into existing transportation planning and
design processes.
The two primary objectives of
Phase I of the central Gulf Coast transportation impact assessment were to: (1) collect data needed to characterize the
region – its physiography and hydrology, land use and land cover, past and
projected climate, current population and trends, and transportation
infrastructure; and (2) demonstrate an approach for assessing risks and
vulnerability of transportation at regional and local scales. The results of this analysis are presented in
this report. The methodologies developed
during Phase I of the study can be applied to assess transportation risk
and vulnerability at a community, county, or regional level.
Phase II of the study
will entail an in-depth assessment of impacts and risks to selected areas and
facilities (as identified in Phase I) and will contribute to the
development of risk-assessment tools and techniques that can be used by
transportation decision makers to analyze the vulnerability of other areas.
The objectives of Phase III
are to identify the range of potential adaptation strategies available to Federal,
regional, and local transportation managers to respond to the risks identified
in Phases I and II; to identify the potential strengths and weaknesses of
these responses; and to develop an assessment tool that may assist
transportation managers in selecting adaptation strategies appropriate to their
agency, community, or facility, and to the identified sensitivity to climate
change.
1.5.3 Study Organization and
Oversight
The Gulf Coast Study is 1 of
21 "synthesis and assessment" products planned and sponsored by the U.S.
Climate Change Science Program (CCSP). The primary objective of the CCSP is to provide scientific information
needed to inform public discussions and government and private sector decision making
on key climate-related issues. This
project is one of seven projects organized under CCSP Goal 4, which is "to understand the sensitivity
and adaptability of different natural and managed ecosystems and human systems
to climate and related global changes" (CCSP, 2003, p. 20).
Led by the U.S. DOT in
collaboration with the U.S. Geological Survey (USGS), this study was conducted
through a groundbreaking interdisciplinary approach that integrated natural
science disciplines with expertise in risk assessment, transportation, and
planning. The U.S. DOT and USGS convened
a research team with expertise in multiple fields based on each agency’s
mission and core capabilities. The USGS
coordinated the provision of scientific research support, coordinating
expertise in climate change science and impacts assessment; meteorology;
hydrology; storm surge analysis and modeling; risk analysis; and
economics. Cooperators from Louisiana
State University,
the University of New Orleans,
and Texas A&M
University assisted in the data
collection aspects of Phase I and in developing a framework for assessing
risk and vulnerability. (The U.S. DOT
assembled expertise in transportation planning, engineering, design, and
operation.) Cambridge Systematics, Inc.,
(CS) a transportation consulting firm, supported the coordination and design of
the study, assisted in organizing the data, and provided transportation experts
with expertise in ports, rail, highways and transit, pipelines, aviation,
emergency management, and transportation planning and investment. The CS Transportation Analysis Team included
consultant support from Wilbur Smith Associates and the Texas Transportation
Institute. The U.S. DOT’s Bureau of
Transportation Statistics (BTS) supported geospatial and other data collection
and analysis related to transportation, working in coordination with USGS
geospatial experts. Collectively, this
group of scientists and transportation experts has served as the research team
conducting Phase I of the study.
The Secretary of
Transportation, following the guidelines of the Federal Advisory Committee Act
(5 U.S.C. App. 2) or "FACA," established a U.S. DOT Advisory Committee on
Synthesis and Assessment Product 4.7: Impacts
of Climate Variability and Change on Transportation Systems and Infrastructure –
Gulf Coast Study, Phase I. The
committee provides technical advice and recommendations in the development of
this product for the CCSP. The committee
provides balanced, consensual advice on the study design, research methodology,
data sources and quality, and study findings. The committee functions as an advisory body to the two Federal agencies
leading the research project.
This product adheres to Federal
Information Quality Act (IQA) guidelines and Office of Management and Budget
(OMB) peer review requirements. Background
sources of information, included as illustrative material and to provide
context, are clearly identified as such at the end of the list of sources in
each chapter.
1.5.4 Characterizing
Uncertainty
Some degree of uncertainty is
inherent in any consideration of future climate change; further, the degree of
certainty in climate projections varies for different aspects of future
climate. Throughout this report, the
research team has adopted a consistent lexicon first developed by the IPCC to
indicate the degree of certainty that can be ascribed to a particular potential
climate outcome. As presented in figure 1.2,
the "Degree of Likelihood" ranges from "Impossible" to "Certain," with
different terminology used to describe different ranges of statistical
certainty as supported by available scientific modeling and analysis. The analytic approach required to
characterize uncertainty for each climate factor (e.g., temperature, precipitation,
sea level rise, storm surge) is discussed in detail in the relevant section of
this report.
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Endnote
1 http://www.ucsusa.org/global_warming/science.
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